When you're managing billions in AUM, compliance isn't a feature—it's the foundation. AGIRA is designed around SEC Rules 204-2 and 206(4)-1 from day one. Your CCO gets read-only access to a tamper-proof audit trail.
You have a CCO. You get audited. You can't risk a $50K fine over a missing email. AGIRA treats compliance as infrastructure, not an afterthought.
Requirement: Investment advisers must retain all communications relating to recommendations or advice for at least 5 years, the first 2 in an easily accessible place.
How AGIRA addresses it: Every sent email and allocator communication is automatically archived in an append-only database. Hash-chained for integrity. Tamper-proof. Exportable for ODD audits in one click.
Requirement: Investment advisers must ensure all advertising is not false or misleading. Performance claims require specific disclosure. Testimonials require disclosure.
How AGIRA addresses it: Pre-send compliance checks on every draft. Flags unsubstantiated performance claims, missing disclosure language, and testimonial risks before the email leaves your system.
Your CCO logs in, sees every communication, filters by compliance status, exports ODD evidence bundles. No access to send—only audit.
Every communication has a content hash and a chain hash. If an email is deleted or modified, the chain breaks. Your auditor can verify the archive is intact.
Weekly digest of flagged communications. Performance claims without disclosure. Testimonials without consent. Your CCO sees issues before the auditor does.
Investor due diligence? Export the last 2 years of allocator communications as a CSV. Upload to their portal. Done in 5 minutes.
Your team uses Okta or Azure AD. AGIRA integrates. PMs can draft and send. IR can review. CCO can audit. Each role has appropriate permissions.
Your investors ask for SOC 2 compliance. AGIRA is SOC 2 Type II certified. Security controls, access logs, encryption at rest and in transit.
For funds managing $1B+ AUM or with specialty compliance requirements (offshore entities, EU GDPR, multi-strategy mandates). Custom pricing based on your needs.
White-glove onboarding. Weekly check-ins. Custom workflow design. Direct Slack access to our engineering team.
Bloomberg Terminal data sync? Custom CRM connectors? Bespoke reporting? We build what you need.
Our compliance team flies to your office, reviews your archive setup, trains your CCO, documents procedures for your next audit.
We don't pitch you. We talk to your CCO first. If they're comfortable with our architecture, we move forward. If not, no hard feelings.